Washington, D.C. 20549


 FORM 8-K 



Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934


Date of Report (Date of earliest event reported): February 27, 2019


SCWorx Corp.

(Exact name of registrant as specified in its charter) 


Delaware 001-37899 47-5412331

(State or Other Jurisdiction of



File Number)

(IRS Employer

Identification No.)


590 Madison Avenue, 21st Floor

New York, New York 10022

(Address of principal executive offices and zip code)


Registrant’s telephone number, including area code: (212) 739-7825


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions:


  ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)


  ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)


  ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))


  ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). 


Emerging growth company  x


If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.    ¨






Item 8.01. Other Events


On February 27, 2019, the Nasdaq Hearings Panel formally notified SCWorx Corp. (the “Company”) that, as a result of the closing of the SCWorx acquisition on February 1, 2019:


·The Company had met all of the applicable Nasdaq initial listing standards for inclusion on The Nasdaq Stock Market, as well as the terms of the Hearing’s Panel’s decision dated November 9, 2018, as modified on November 28, 2019


·That the Nasdaq’s Listing Qualifications staff has confirmed the compliance determination


·The Hearings Panel has determined to continue the listing of the Company’s securities on The Nasdaq Stock Market and is closing this matter









Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


  SCWorx Corp.
  By:  /s/ Marc S. Schessel
    Marc S. Schessel
    Chief Executive Officer
Dated: February 28, 2019